INTRODUCTION
Poor dietary behavior is a major contributor to chronic disease morbidity and mortality worldwide,
1GBD 2017 Diet Collaborators
Health effects of dietary risks in 195 countries, 1990–2017: a systematic analysis for the Global Burden of Disease Study 2017.
and dietary behavior is generally poorest among socioeconomically disadvantaged groups.
2Contribution of food prices and diet cost to socioeconomic disparities in diet quality and health: a systematic review and analysis.
Determinants of unfavorable dietary behavior among these groups remain poorly understood; however, a better understanding is needed to achieve healthier dietary behavior and reduce diet-related disparities.
One of the most commonly used models for understanding health behaviors such as dietary behavior is the Theory of Planned Behavior (TPB).
3The Theory of Planned Behavior.
According to the TPB, behavior is influenced by the intention to perform the behavior. This intention is influenced by the positive or negative evaluation of the behavior (ie, attitude), the perceived social pressure and expectations to perform the behavior (ie, subjective norm), and the perceived control over the behavior (ie, perceived behavioral control). Besides the indirect influence of perceived behavioral control through intention, it can also directly influence the behavior. A more favorable attitude, subjective norm, and perceived behavioral control toward the behavior would lead to a stronger intention to perform the behavior. This intention, in turn, influences the likelihood that the behavior is performed.
3The Theory of Planned Behavior.
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The theory of planned behaviour and discrete food choices: a systematic review and meta-analysis.
A systematic review conducted by McEachan et al,
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Prospective prediction of health-related behaviours with the theory of planned behaviour: a meta-analysis.
confirmed that the TPB is a suitable model for explaining intention and behavior across various health behaviors such as physical activity and sexual reproductive behavior. However, dietary behavior is complex because it is also driven by contextual factors such as perceived psychological stress.
6- Mouchacca J
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Associations between psychological stress, eating, physical activity, sedentary behaviours and body weight among women: a longitudinal study.
Indeed, the potential of the TPB to explain dietary behavior seems to be limited.
4- McDermott MS
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- et al.
The theory of planned behaviour and discrete food choices: a systematic review and meta-analysis.
This indicates that factors other than attitude, subjective norm, perceived behavioral control, and intention may play an important role in motivating dietary behavior. Socioeconomically disadvantaged groups generally have poorer dietary quality,
2Contribution of food prices and diet cost to socioeconomic disparities in diet quality and health: a systematic review and analysis.
and studies that elaborate on this association show that financial resource-related matters influence the intention to eat a healthy diet and the actual eating behavior.
7- van der Velde LA
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- Numans ME
- Kiefte-de Jong JC
Needs and perceptions regarding healthy eating among people at risk of food insecurity: a qualitative analysis.
,8Factors affecting low-income women's food choices and the perceived impact of dietary intake and socioeconomic status on their health and weight.
For example, financial stress, impaired mental health, and perceived high costs of healthy food were mentioned as barriers to healthy eating
7- van der Velde LA
- Schuilenburg LA
- Thrivikraman JK
- Numans ME
- Kiefte-de Jong JC
Needs and perceptions regarding healthy eating among people at risk of food insecurity: a qualitative analysis.
Extending the TPB by including these factors may help explain dietary behavior and differences for people of different socioeconomic positions (SEPs). Differences in dietary quality related to SEP may be partially explained by generally higher costs of healthier diets and lower healthy food availability in lower SEP neighborhoods.
2Contribution of food prices and diet cost to socioeconomic disparities in diet quality and health: a systematic review and analysis.
However, other factors also constitute resource constraints and influence dietary behavior among lower SEP individuals.
9- Laraia BA
- Leak TM
- Tester JM
- Leung CW.
Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
Following the conceptual framework proposed by Laraia et al,
9- Laraia BA
- Leak TM
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- Leung CW.
Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
poverty indeed influences healthy food purchasing power and insecurities (including food insecurity) and biobehavioral mechanisms (including stress, sleep, and cognitive burden). Especially these insecurities trigger hormonal responses (ie, stress-, appetite-, and hunger-regulating hormones) that shape eating behavior. These factors create a scarcity mindset, which (together with a poverty-induced reduced purchasing power) adversely influences dietary behavior and diet quality.
9- Laraia BA
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Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
Food insecurity is a complex, multidimensional phenomenon that reflects limited or uncertain access to adequate food that meets dietary needs and food preferences for an active and healthy life.
10Food and Agriculture Organization
Rome Declaration on World Food Security, World Food Summit.
For example, food insecurity may include (anxiety and worries about) not having enough (healthy) foods, (perceived) social exclusion, and the inability to acquire food in a socially acceptable way. Research shows that the impact of food insecurity on (mental) health and stress may also lead to a tendency to consume unfavorable, highly palatable foods.
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Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
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Food insecurity is inversely associated with diet quality of lower-income adults.
Indeed, both national and international research has shown that food insecurity is associated with poorer dietary quality.
12Food insecurity and dietary quality in US adults and children: a systematic review.
,13- van der Velde LA
- Zitman FM
- Mackenbach JD
- Numans ME
- Kiefte-de Jong JC
The interplay between fast-food outlet exposure, household food insecurity and diet quality in disadvantaged districts.
Financial scarcity can be defined as the subjective experience of having fewer financial resources than needed.
14Scarcity: Why Having Too Little Means So Much.
Studies have shown that experienced financial scarcity can have negative psychological consequences. For example, it impedes executive functions
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Poverty impedes cognitive function.
and increases depression and anxiety.
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Moreover, having limited resources can lead to a self-reinforcing cycle between causes and consequences of poverty, also known as a poverty trap.
18A review of consequences of poverty on economic decision-making: a hypothesized model of a cognitive mechanism.
When resources are scarce, (potential) problems loom larger and seize attention, and because of the greater engagement in trying to solve these problems, scarcity leads to neglect of other (potential) problems and longer-term goals, including health.
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Some consequences of having too little.
,20On the psychology of poverty.
Hence, experienced financial scarcity and the uncertainties and stress associated with it may impede cognitive control functions needed for healthy food choice. Beenackers et al
21- Beenackers MA
- Oude Groeniger J
- van Lenthe FJ
- Kamphuis CBM
The role of financial strain and self-control in explaining health behaviours: the GLOBE study.
described that financial strain is associated with unhealthy behavior, partially mediated by lower self-control. This helps explain the difficulty of eating healthy when experiencing financial scarcity.
Although perceived food insecurity and financial scarcity are closely related,
each represents separate constructs. Financial scarcity reflects a perceived shortage of money in general and control over the financial situation, whereas food insecurity reflects perceived inadequate access to food specifically, thereby capturing psychosocial stress related to perceived inadequate access to food. As both constructs are associated with unfavorable eating behavior, extending the TPB by including food insecurity and financial scarcity may be promising for explaining dietary behavior and differences for people of different SEPs. Therefore, the current study aims to assess whether extending the TPB with barriers related to financial scarcity and food insecurity better explains dietary quality.
METHODS
Study Population and Data Collection
Data for this cross-sectional study were collected in December, 2020 through online questionnaires sent to a Dutch independent panel that operates in line with International Organization for Standardization standards.
We included adults living across the Netherlands, including rural and urban areas, with oversampling on a relatively lower SEP: approximately four fifths of the sample was selected to have a lower SEP. This was based on 3 combinations of their income and educational level: (1) below mode income and low educational level, (2) mode income and low educational level, or (3) below mode income and intermediate educational level. Questionnaires were available in the Dutch language. The study was reviewed by the Medical Ethics Committee of Leiden University Medical Centre and confirmed not to be subject to the Medical Research Involving Human Subjects Act.
Variables and Measurements
Dietary intake and dietary quality
Dietary intake was assessed using an adapted version of the Dutch Healthy Diet Food Frequency Questionnaire.
24- van Lee L
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Evaluation of a screener to assess diet quality in the Netherlands.
Based on the dietary intake, adherence to the current dietary guidelines
, was assessed for the following components: vegetables, fruit, legumes, unsalted nuts, fish, grain products, dairy, tea, coffee, oils and fats, sugar-containing beverages, savory snacks, and sweet snacks. Each component was assigned a score ranging from 0 to 10, with higher scores indicating better adherence to the dietary guidelines (
Supplementary Table 1). All component scores were summed, resulting in a total dietary quality score with a theoretical range from 0 to 130 points.
Constructs of the TPB
Psychosocial factors related to dietary behavior were assessed on the basis of the constructs of the TPB.
3The Theory of Planned Behavior.
Items were selected in a multiple-step process. First, we selected general constructs on the basis of the TPB.
3The Theory of Planned Behavior.
Second, we applied the specific health behavior of interest (ie, dietary behavior) to these general constructs. We included items reflecting subjective norms regarding healthy eating in general for the construct subjective norm. We included items regarding healthy eating in general for the other constructs, and additionally included items specifically regarding fruit and vegetable consumption and snack and fast-food consumption. For each construct, multiple items were included to reflect that particular construct. Specific items per construct are presented in
Supplementary Table 2.
Attitude toward healthy eating, fruit and vegetable consumption, and snacks and fast-food consumption were assessed on the basis of 24 items. Attitude was assessed using 7-point Likert scales ranging from positive to negative (eg, I think healthy eating is… good for me [1 point], bad for me [7 points]). These scores were then reversed so that higher scores indicate a more positive attitude toward the eating behavior in question.
Subjective norm regarding healthy eating was assessed on the basis of 6 items (eg, my family and/or friends think it would be good if I eat healthy/more healthy in the next 3 months) using 7-point Likert scales ranging from strongly disagree (1 point) to strongly agree (7 points) so that higher scores indicate a stronger perceived subjective norm regarding healthy eating.
Perceived behavioral control was assessed on the basis of 8 items (eg, I feel in control about eating healthy/ more healthy in the next 3 months) using 7-point Likert scales ranging from strongly disagree (1 point) to strongly agree (7 points) so that higher scores indicate a stronger perceived behavioral control.
Intention to eat healthy was assessed on the basis of 5 items (eg, I intend to eat healthy/more healthy in the next 3 months) using 7-point Likert scales ranging from strongly disagree (1 point) to strongly agree (7 points) so that higher scores indicate a stronger intention to eat healthy.
Financial scarcity and food insecurity
Financial scarcity was assessed on the basis of the short version of the Psychological Inventory of Financial Scarcity, a validated scale showing good validity and reliability developed by van Dijk, van der Werf, and van Dillen.
27- Hilbert LP
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The prospective associations between financial scarcity and financial avoidance.
The Psychological Inventory of Financial Scarcity assesses experienced financial scarcity and captures 4 aspects of this subjective experience: appraisals of insufficient financial resources and lack of control over one's financial situation, in addition to responses concerning financial rumination and worry, and a short-term focus. The scale included 5 statements (eg, I am constantly wondering whether I have enough money) for which participants could indicate to what extent they agreed with the statements on 7-point Likert scales ranging from strongly disagree (1 point) to strongly agree (7 points) so that higher scores indicate a higher perceived experience of financial scarcity.
Food insecurity status was assessed using the 6-item US Department of Agriculture Household Food Security Survey Module. This original survey was previously translated from English to Dutch by Neter et al,
28- Neter JE
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Food insecurity among Dutch food bank recipients: a cross-sectional study.
using the translation and back-translation technique. Affirmative responses to questions addressing food insecurity-related conditions were summed, resulting in a food insecurity score ranging from 0 to 6. The food insecurity score was dichotomized into food secure (0 affirmative responses, high food security) and food insecure (1–6 affirmative responses, marginal, low, and very low food security), according to current international recommendations to count marginal food insecurity as part of food insecurity.
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Commentary - the case for more comprehensive data on household food insecurity.
Sociodemographic covariates
Age, sex (male/ female), country of birth, marital status, educational level, employment status, income, smoking status, height, and weight were assessed. The body mass index (BMI) of the participants was calculated from their self-reported weight and height and classified into normal weight (BMI < 25 kg/m
2), overweight (BMI 25–30 kg/m
2), and obese (BMI ≥ 30 kg/m
2), using the World Health Organization cutoff points.
30World Health Organization
Diet, Nutrition, and the Prevention of Chronic Diseases: Report of a Joint WHO/FAO Expert Consultation.
Country of birth was categorized into the Netherlands and others. Educational level was categorized into low (upper secondary education or lower), intermediate (postsecondary to short-cycle tertiary education), and high (bachelor degree or higher education). Income was categorized into minimum income, below mode income, and mode income or higher (mode income refers to the income that is most commonly earned in the Netherlands). Smoking status was dichotomized into a current smoker (yes/no). Employment status was dichotomized into currently employed (yes/no). Furthermore, we included the livability index
as a measure of the livability of the neighborhood ranging from poor
1GBD 2017 Diet Collaborators
Health effects of dietary risks in 195 countries, 1990–2017: a systematic analysis for the Global Burden of Disease Study 2017.
to outstanding.
9- Laraia BA
- Leak TM
- Tester JM
- Leung CW.
Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
This index is based on 50 indicators which can be further divided into the following underlying 6 dimensions: housing stock, public space, level of facilities, (social/ economic) population composition, life structure and social cohesion of the population, inconvenience, and safety.
The livability index was linked to the dataset on the basis of 4-digit postal code of the participants.
Statistical Analyses
Population characteristics for the total study population and split by food insecurity and financial scarcity status were presented using descriptive statistics. To test the differences between food secure vs food insecure participants and between participants experiencing no financial scarcity vs participants experiencing financial scarcity, independent samples t tests were performed for continuous variables, and χ2 tests for independence were performed for categorical variables.
Linear regression analyses were conducted to assess associations between food insecurity, financial scarcity, attitude, subjective norm, perceived behavioral control, intention, and dietary quality. Specifically, 6 models were analyzed: (1) a model with dietary quality as outcome and food insecurity, financial scarcity, attitude toward healthy eating and fruit and vegetables, attitude toward snacks and fast food, subjective norm, perceived behavioral control, and intention as predictors; (2) a model with intention as outcome and food insecurity, financial scarcity, attitude toward healthy eating and fruit and vegetables, attitude toward snacks and fast food, subjective norm, and perceived behavioral control as predictors; (3) a model with attitude toward healthy eating and fruit and vegetables as outcome and food insecurity and financial scarcity as predictors; (4) a model with attitude toward snacks and fast food as outcome and food insecurity and financial scarcity as predictors; (5) a model with subjective norm as outcome and food insecurity and financial scarcity as predictors; and (6) a model with perceived behavioral control as outcome and food insecurity and financial scarcity as predictors. All linear regression analyses were performed both crude and adjusted for age, sex, income, educational level, employment status, marital status, country of birth, and livability index.
Exploratory factor analysis (EFA) was conducted to obtain the variable sets that best explained the underlying constructs (ie, attitude, subjective norm, perceived behavioral control, intention, and financial scarcity). Items with component loadings above 0.3 were retained. We used one-half of the dataset (n = 517) for the EFA and the other half for confirmatory factor analysis (CFA) (n = 516) (described hereafter). As described by Boateng et al,
32- Boateng GO
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Best practices for developing and validating scales for health, social, and behavioral research: a primer.
a sample size of > 500 is sufficient for factor analysis. They describe a sample size of 500 as very good for factor analyses and suggest that, as a rule of thumb, the ideal ratio of respondents to items is 10:1 as, which is achieved in our study.
32- Boateng GO
- Neilands TB
- Frongillo EA
- Melgar-Quiñonez HR
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Best practices for developing and validating scales for health, social, and behavioral research: a primer.
Five TPB models were assessed: 1 traditional TPB and 4 extended TPB models (a TPB that included direct associations between attitude and dietary quality and between subjective norm and dietary quality; a TPB that additionally included financial scarcity or food insecurity; and a TPB that additionally included financial scarcity and food insecurity simultaneously) (
Supplementary Figure 1). To compare the explanatory power of these models, structural relationships among the constructs were tested using structural models.
As recommended by Anderson and Gerbing,
33Structural equation modeling in practice: a review and recommended two-step approach.
a 2-step procedure with the maximum likelihood estimation method was applied. In the first step, CFA was conducted to assess the goodness-of-fit of the model and the reliability and validity of the constructs (ie, attitude, subjective norm, perceived behavioral control, intention, and financial scarcity). In the second step, the hypothesized structural relationships (ie, paths) among the latent constructs were tested using structural equation models. All models were adjusted for age, sex, income, educational level, employment status, marital status, country of birth, and livability index. Model fit was assessed using absolute, parsimonious, and incremental indices: we assessed the χ
2 to degrees of freedom (df) ratio (χ
2/df), comparative fit index (CFI), the root mean square error of approximation (RMSEA), and standardized root mean square residual (SRMR).
34Best practices in structural equation modeling.
Model fit was deemed acceptable if χ
2/df ≤ 5; CFI ≥ 0.90; RMSE ≤ 0.10; and SRMR ≤ 0.08. Furthermore, explained variance was assessed for intention, dietary quality, and the overall model.
Confirmatory factor analysis and path analyses were conducted using Stata (version 16.1, StataCorp, 2015). All other statistical analyses were performed using SPSS (version 25.0, IBM Corp, 2012). A 2-sided P < 0.05 was considered statistically significant.
DISCUSSION
Our study showed that dietary quality was better explained by the extended TPB, including financial scarcity and/or food insecurity, compared with the traditional TPB. Explained variance in dietary quality was approximately 7% for the traditional TPB, whereas the extended TPB showed an explained variance in dietary quality of 22%. Thus, the extended TBP accounts for more variance in dietary quality, indicating that this model better explains differences in dietary quality. However, based on our findings, including both food insecurity and financial scarcity simultaneously is not necessary for explaining differences in dietary quality. These findings highlight the importance of taking into account finance-related barriers for healthy eating like financial scarcity or food insecurity to better understand individual dietary behaviors in lower SEP populations.
Our results showed that the traditional TPB had a limited ability to explain dietary quality, a finding confirmed by others.
4- McDermott MS
- Oliver M
- Svenson A
- et al.
The theory of planned behaviour and discrete food choices: a systematic review and meta-analysis.
For example, previous research among Australian pregnant women and a study among a sample of the general population in the United Kingdom showed that the TPB framework can explain intention to eat healthy but explains little variance in actual eating behavior.
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Predicting healthy eating intention and adherence to dietary recommendations during pregnancy in Australia using the Theory of Planned Behaviour.
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Consistent with these findings, our results showed that the traditional TPB had a reasonable ability to explain intention to eat healthy, whereas the traditional TPB poorly explained dietary quality.
These observations may be explained by the underlying assumption of the TPB that dietary behavior is under an individual's volitional control, implying that dietary decisions are made willingly and rationally. This is partially accounted for by including perceived behavioral control over healthy eating in the TPB.
38Theory of Planned Behavior.
However, clearly, dietary behavior is influenced by contextual factors and availability of resources, and the assumption of having volitional control over dietary behaviors does not hold for individuals experiencing finance-related barriers to healthy eating as reflected by food insecurity and financial scarcity. In addition, previous studies showed that factors such as attitude and subjective norm could also directly influence eating behavior.
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,40Applying the Theory of Planned Behavior to healthy eating behaviors in urban Native American youth.
Therefore, we also explored direct associations between attitude and subjective norm with dietary quality, and results of our path analyses showed that these direct associations were indeed significant and that including these direct associations improved the explained variance in dietary quality. Extending the traditional TPB by additionally including financial scarcity and/or food insecurity further improved explained variance in dietary quality. The observed improvement in explained variance in dietary quality from 7% to 22% is substantial when considering the complex nature of dietary behavior.
4- McDermott MS
- Oliver M
- Svenson A
- et al.
The theory of planned behaviour and discrete food choices: a systematic review and meta-analysis.
Our regression analyses showed an association between experiencing food insecurity and poorer dietary quality, which is in line with previous studies.
12Food insecurity and dietary quality in US adults and children: a systematic review.
Our results indicate that food insecurity is directly associated with dietary quality, but not with the intention to eat healthy, which is in line with a previous study reporting no differences in intention to eat healthy between food secure and food insecure individuals.
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This suggests that the generally poorer dietary quality among people experiencing food insecurity is not the result of a lack of intention to eat healthy but may rather be induced by stress, psychosocial barriers, or financial barriers.
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Biobehavioral factors that shape nutrition in low-income populations: a narrative review.
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Food insecurity is inversely associated with diet quality of lower-income adults.
Comparable to our findings on food insecurity, our regression analyses showed that experiencing financial scarcity was not significantly associated with intention. In contrast, our path analyses, including all TPB constructs and food insecurity, did indicate that experiencing financial scarcity was associated with a slightly higher intention to eat healthy. Based on the literature, one would expect that (financial) scarcity has a negative impact on the ability to focus on longer-term goals and thus would lead to a lower intention to eat healthy.
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Therefore, on the one hand, our path analyses results should be interpreted with caution as this association is not confirmed by theory nor by the results of the individual association. On the other hand, this contrasting finding may also be explained by the inclusion of the TPB constructs in the model. The model showed significant negative covariances for financial scarcity with attitude toward healthy eating and fruit and vegetable consumption and perceived behavioral control, and a positive covariance with subjective norm (data not shown). It may be speculated that other constructs related to subjective norms influence the positive association between financial scarcity and intention to eat healthy. For example, people living in poverty may have a higher intention to eat healthy to comply with social norms because of fear of social exclusion. Indeed, a previous study has shown that besides social norms, social exclusion is also an important determinant that needs to be taken into account when addressing health behavior.
42Using social norms theory for health promotion in low-income countries.
In line with previous literature,
12Food insecurity and dietary quality in US adults and children: a systematic review.
,21- Beenackers MA
- Oude Groeniger J
- van Lenthe FJ
- Kamphuis CBM
The role of financial strain and self-control in explaining health behaviours: the GLOBE study.
our findings indicate that experiencing financial scarcity or food insecurity is associated with lower dietary quality in the regression analyses and path analyses. However, in the path analyses of the most extended TPB model, including financial scarcity and food insecurity, we did not observe a significant association between these variables and dietary quality. A possible explanation for this finding is that food insecurity and financial scarcity are closely related, explaining part of the association of the other variable with dietary quality.
Although our results showed that the extended TPB improved the explained variance in dietary quality considerably, it should be noted that other factors not included in this study would expectedly play an important role, as a large part of the variance in dietary quality was not well explained by the extended TPB model in this study. Nevertheless, the presented findings further our understanding of dietary behaviors and food choices and highlight the importance of taking finance-related barriers, such as financial scarcity and food insecurity, into account when aiming to understand dietary behavior or improve dietary quality among lower SEP populations.
The findings of this study should be interpreted in light of its limitations. First, all data were self-reported, which may have led to misclassification or biases, such as recall bias and social-desirability bias.
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To validate our findings, more objective measures would be valuable, especially for the dietary intake assessment. Furthermore, questionnaires were offered in Dutch only, and no help could be provided as questionnaires were completed online and anonymously, thereby excluding non-Dutch speaking and illiterate people. This may explain the disproportionately high number of participants born in the Netherlands and contribute to underestimating food insecurity prevalence in our study—as previous literature indicates that food insecurity prevalence is generally higher among ethnic minority groups.
44Food insecurity in the United States of America: an examination of race/ethnicity and nativity.
In addition, the high number of participants born in the Netherlands, together with oversampling on lower SEP individuals, limits the generalizability of our results. It should further be noted that not all model fit statistics were above the norm values. Specifically, for the model that included the items within the constructs that remained after the EFA, we found a CFI of 0.8, whereas a norm of 0.9 or higher is considered in methodological literature.
45Comparative fit indexes in structural models.
However, we found high internal consistency/reliability for the constructs. Furthermore, our extended TPB models, which were the main focus of our study, all had CFI values above the norm values. Our study is further limited by its cross-sectional design, not suitable for conclusions about causality. In addition, no temporal order of the paths between the TPB constructs could be confirmed in our study. A longitudinal study design assessing dietary intake at a later time point than the other TPB constructs would have been preferred and would improve the ability to establish causal pathways leading to dietary quality.
Strengths of the current study include the relatively large sample size and our inclusion of participants living across the Netherlands, including rural and urban districts. Furthermore, TPB constructs were assessed on the basis of a large number of items, and the retained items showed good validity and reliability. In addition, financial scarcity and food insecurity were assessed on the basis of validated scales.
Article info
Publication history
Published online: May 27, 2022
Accepted:
February 26,
2022
Footnotes
Conflict of Interest Disclosure: The authors have not stated any conflicts of interest.
Copyright
© 2022 The Authors. Published by Elsevier Inc. on behalf of Society for Nutrition Education and Behavior.